Peter Moore
Head of Regulation and Compliance
Peter has worked in financial services regulation and compliance continuously since 1995. At IMS Peter leads technical analysis, product development and maintenance and service quality control. Peter has been consulting to private equity and fund management firms since 2006 and joined IMS in April 2007.
Peter was part of the FSA policy team that drafted the Conduct of Business Sourcebook and his other regulatory roles have been in the enforcement team of the New Zealand Securities Commission and the broker supervision unit at the New Zealand Stock Exchange. He has also held in-house compliance roles with several financial institutions including Credit Suisse. Peter has an LLB and LLM, both from the Queen's University, Belfast.





