Regulatory Requirements and Skilled Persons Reports

From time to time many firms will find themselves subject to specific and individual requirements from the FSA. These may come from the actions arising from a Risk Mitigation Plan issued by the FSA, or more formally as a result of the FSA using its powers to request a 'Skilled Persons Report'.

IMS's experience and profile enables it to work with and for firms in interpreting the FSA's requirements, designing and implementing bespoke cost effective and efficient solutions. IMS has considerable experience of providing reports satisfying the FSA that the issues have been understood, and thoroughly resolved.

If you would like to speak to someone about our regulatory requirements and skilled persons reports service please contact Stephen Burke on +44 (0)20 7408 2448.