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- The IMS Group's Special Report: ESMA's Final Advice on AIFMD
- The European Exoskeleton Exercise: ESMA consults on AIFMD Level 2 measures
- ESMA July 2011 consultation on AIFMD Level 2 measures - Overview
- Starting gun fired for alternative asset managers as AIFMD enters “into force” in July 2011
- AIFMD - the end of the beginning
- AIFMD - EU Parliamentary vote looms, September 2010
- AIFMD: Clears key votes and trilogue begins, May 2010
- EU moves the regulatory goal posts for alternative managers: Prepare for the UK versus Europe
- Short Selling
- Bare necessities? The EU’s harmonised Short Selling regime targets naked sovereign CDS
- France, Spain and Italy extend restrictions on the short selling of shares in financial companies
- France, Spain, Belgium and Italy impose restrictions on the short selling of shares in financial companies
- Short Selling and OTC Derivatives Update
- Short selling, a recap at September 2010
- International regulators serve a few chasers: global short selling developments, March 2010
- FSA Extends Short Selling Disclosure Regime
- FSA bring forward disclosure regime for Contracts for Difference (CfDs) to 1 June 2009
- Short selling regime for UK financial sector companies: FSA shortens the short list
- FSA short selling regime: lapse of short selling ban for stocks in UK financial sector companies, 6 month extension to disclosure regime.
- FSA proposes to end short selling ban but extend short selling disclosure regime
- Immediate FSA amendment to short-selling disclosures for financials
- SEC Extends Ban on Short Selling Rulings
- International Short Selling Restrictions
- UK Financial Stocks Short Selling Prohibition - FSA updates FAQs
- SEC follows FSA lead with second ban on short selling in 24 hours
- The FSA introduces immediate ban on short selling of financial companies
- FSA Introduces Short Selling Disclosure on 20th June 2008
- UK Financial Stocks Short Selling Prohibition – Update
- Overseas
- Prudential/Regulatory Reporting
- Relative Speaking - Changes to Close Links, June 2010
- Family ties and happy returns – changes to FSA Close Links reporting
- The Thirty Nine Steps; Completing FSA019 Pillar 2 Information
- FSA Clarification - Pillar 3: managing your disclosure publicly
- Gabriel Reporting Updates
- FSA publishes its observations on Limited Licence Firms ICAAPs
- A benchmark exercise for your ICAAP
- Conduct of Business
- Market Abuse
- Remuneration Code
- "Incentive Based Compensation": Comparisons to Remuneration Code requirements in Europe/UK and the US
- Latest on the Remuneration Code: FSA publishes guidance and consultation in April 2011
- The Final Remuneration Code Rules - the FSA introduces tiers, but is it proportionate?
- An update to the extended Remuneration Code proposals - the clock is ticking...
- Remuneration Code: Proportionality is key!
- The allure of neutralisation in the delayed Remuneration Code
- AIFM Directive
- Latest News
- The relevance paradigm…a preview of 2012’s regulatory landscape
- HedgeOp Compliance merges with The IMS Group
- The IMS Group's Special Report: ESMA's Final Advice on AIFMD
- The IMS Group's European Regulatory Develpoment Round-Up: November 2011
- The IMS Group's Regulatory Forum - 25th January 2012
- The European Commission's MiFID II legislative proposal
- Bare necessities? The EU’s harmonised Short Selling regime targets naked sovereign CDS
- Wiretaps and an 11 year prison sentence: the lessons of Galleon to the UK
- Avoid an ERA of judgement as Dodd-Frank countdown begins
- IMS Asset Management and Securities Regulatory Update, September 2011
- The European Exoskeleton Exercise: ESMA consults on AIFMD Level 2 measures
- France, Spain and Italy extend restrictions on the short selling of shares in financial companies
- Out on a wire: when do asset managers need to record mobile phone communications?
- The IMS Group launches SEC service to help advisers and managers to private funds cope with Dodd-Frank
- France, Spain, Belgium and Italy impose restrictions on the short selling of shares in financial companies
- IMS Asset Management and Securities Regulatory Update, July 2011
- Starting gun fired for alternative asset managers as AIFMD enters “into force” in July 2011
- “Tougher, bolder and more engaged”: the approach of the Financial Conduct Authority
- SEC registration of Private Fund Managers formally deferred to 30th March 2012
- Caveat Venditor ‘Let the Seller Beware’: FSA publishes findings of “suitability” review of wealth management firms
- IMS breakfast seminar - SEC Private Fund Registration: What to do next?
- UK financial regulation reform: Draft Bill and White paper published
- The IMS Group scoops award as "Best Advisory Firm - Regulation and Compliance" at the HFM Week Awards
- IMS Asset Management and Securities Regulatory Update, May 2011
- "Incentive Based Compensation": Comparisons to Remuneration Code requirements in Europe/UK and the US
- Latest on the Remuneration Code: FSA publishes guidance and consultation in April 2011
- IMS Group in the Media
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- IMS Newsletters
- The IMS Group's European Regulatory Development Round-Up: November 2011
- IMS Asset Management and Securities Regulatory Update, September 2011
- IMS Asset Management and Securities Regulatory Update, July 2011
- IMS Asset Management and Securities Regulatory Update, May 2011
- IMS Asset Management and Securities Regulatory Update, March 2011
- IMS Asset Management and Securities Regulatory Update 2010 - Issue 5, November
- IMS Asset Management and Securities Regulatory Update 2010 - Issue 4, September
- IMS Asset Management and Securities Regulatory Update 2010 - Issue 3, June
- IMS Asset Management and Securities Regulatory Update 2010 - Issue 2, April
- IMS Asset Management and Securities Regulatory Update 2010 - Issue 1, February
- IMS Asset Management and Securities Regulatory Update 2009 - Issue 4, November
- IMS Asset Management Regulatory Update 2009 - Issue 3, August
- IMS Asset Management Regulatory Update 2009 - Issue 2, May
- IMS Asset Management Regulatory Update 2009 - Issue 1, March
- IMS Asset Management Regulatory Update 2008 - Issue 6, December
- IMS Asset Management Regulatory Update 2008 - Issue 5, October
- IMS Asset Management Regulatory Update 2008 - Issue 4, July
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